| 2% Minimum Coupon on S&P 500 (MHC) | -- | -- | -- | -- | -- | 2 | 17 | -- |
| 3% Min Coupon on Russell 2000 Index (MJC) | -- | -- | -- | -- | -- | 2 | 23 | -- |
| 3% Min Coupon PPN on Price of Gold (MTY) | -- | -- | -- | -- | -- | 3 | 32 | -- |
| 3% Min Coupon PPN on SPX (MUK) | -- | -- | -- | -- | -- | 3 | 31 | -- |
| 3% Min. Coupon PPN on Russell 2000 (RUT) (MBC) | -- | -- | -- | -- | -- | 7 | 71 | -- |
| 3% Principal Protected Notes linked to the Russell 2000 Index (MOU) | -- | -- | -- | -- | -- | 3 | 35 | -- |
| 3.00% Min. Coupon Principal Protected Notes based on the Dow Jones-AIG Commodity Excess Return Index (MKN) | -- | -- | -- | -- | -- | 2 | 17 | -- |
| 3.00% Minimum Coupon Principal Protected Notes based on S&P 500 (MYP) | -- | -- | -- | -- | -- | 6 | 62 | -- |
| A.B. Watley Group, Inc. (ABWG) | 6.19 | -0.13 | -39.80 | -0.50 | -- | 29 | 0 | -- |
| ABG Sundial Collier ASA (ABGSF) | -- | -- | -- | -- | -- | -- | -- | -- |
| Affiliated Managers Group (AMG) | 1,890.10 | 3.72 | 26.60 | 40.41 | 23.60 | 53 | 8968 | 12 |
| Affiliated Managers Group, Inc. 5.250% Senior Notes due 2022 (AFM) | -- | -- | -- | -- | -- | 5 | 126 | -- |
| Affiliated Managers Group, Inc. 6.375% Senior Notes due 2042 (MGR) | -- | -- | -- | -- | -- | 8 | 205 | -- |
| Alliancebernstein Holding L.P (AB) | 0.00 | 0.62 | -- | 15.23 | 3.90 | 106 | 2616 | 12 |
| American Green Group, Inc (AMNE) | 0.47 | -173.00 | -- | -49.00 | -- | 215 | 0 | -- |
| Ameriprise Financial Inc Pfd A (AMP-A) | -- | -- | -- | -- | -- | 8 | 210 | -- |
| Ameriprise Financial Inc. (AMP) | 10,386.00 | 5.14 | 9.80 | 44.25 | 11.40 | 202 | 16806 | 12 |
| Ameritrans Capital Corp (AMTC) | 1.79 | -1.86 | -- | -1.66 | -- | 3 | 0 | 6 |
| Ameritrans Capital Corp 9.375% (AMTCP) | -- | -- | -- | -- | -- | 0 | 0 | -- |
| AMG Capital TRS 1 5.1% Pfd (AMGZO) | -- | -- | -- | -- | -- | -- | -- | -- |
| Anthony Clark International Insurance Brokers Ltd (ACKBF) | -- | -- | -- | -- | -- | -- | -- | -- |
| Apollo Global Management, LLC (APO) | 869.14 | 2.89 | -- | 20.87 | 135.90 | 132 | 3203 | 12 |
| Artisan Partners Asset Management Inc. (APAM) | -- | -- | -- | -- | -- | 13 | 709 | -- |
| Bank of New York Mellon Corp (BK) | 15,005.00 | 1.29 | 11.00 | 29.83 | 4.80 | 1161 | 34552 | 12 |
| BGC Partners Inc (BGCP) | 1,818.48 | 0.14 | 1.90 | 1.99 | 10.40 | 168 | 983 | 12 |
